Confidentiality instructions during an investigation
What an employer can require of participants, and what it cannot.
Esshaki Legal Media TeamCurrent as of December 2022
Employers routinely instruct participants not to discuss an investigation. The
scope of that instruction is constrained.
Labor law. Blanket confidentiality rules covering all investigations have
been found to interfere with protected concerted activity. The current approach
permits rules that are narrowly tailored, with a legitimate justification
outweighing the interference, and employers should assess the need
case-by-case.
Legitimate justifications. Witnesses need protection; evidence is in danger
of being destroyed; testimony is in danger of being fabricated; there is a need
to prevent a cover-up. Generalized concern about workplace gossip is not
enough.
Duration. Limited to the pendency of the investigation, not indefinite.
Scope. The instruction should not prohibit discussing the underlying
conduct, terms and conditions of employment, or communicating with government
agencies. It should be limited to the substance of the investigation itself.
Anti-retaliation. Participants must be told they may raise concerns and that
retaliation is prohibited, which is inconsistent with an instruction that reads
as a gag.
Practical drafting. A short written statement given at each interview,
requesting rather than commanding discretion, explaining why, and expressly
preserving the rights above.