Many appeals resolve before argument, and the leverage is different from the trial court.
Esshaki Legal Media TeamCurrent as of November 2021
Many appellate courts operate mediation programs, and a significant share of
civil appeals settle before decision. The dynamics differ from pre-trial
settlement in ways worth understanding.
Changed leverage. There is now a judgment. One side holds it and faces the
risk of losing it; the other owes it and faces the risk of confirmation plus
interest. Uncertainty has narrowed to a small number of legal questions with
assessable odds.
Post-judgment interest accrues at the statutory rate during the appeal and
is frequently the largest moving number in the negotiation.
Bond cost for the appellant, and the cost of collection efforts for the
appellee, are real inputs that did not exist earlier.
What settlement can achieve that judgment cannot. Vacatur of the judgment is
generally disfavoured and often refused, so a settling appellant should not
assume the judgment disappears. What is available is dismissal of the appeal,
satisfaction of judgment, confidentiality about terms, structured payment, and
resolution of related matters not before the appellate court.
Timing. Mediation is usually scheduled early, before briefing costs are
incurred, and that is when the economics most favor resolution.
Preparation. Both sides should have an honest written assessment of the
standard of review applicable to each issue, because that is what a mediator
will press on and what actually predicts outcomes.